Compliance Officer

A well established and growing financial services firm based in Essex are currently recruiting for an experienced Compliance Officer to join their team.
 
Working Pattern: Monday to Friday 37.5 hours contracted, hybrid working 1 day a month within the office.
 
Main Purpose of role:  Providing compliance advice, monitoring and supporting the Compliance Manager to ensure the overall efficiency, progress and development of the compliance department.
 
Skills & Experience Required:

• Strong knowledge and understanding of relevant legislation, regulations, and policies ideally within the mortgage and secured lending sector.
• Highly detail orientated with the ability to work under pressure and to tight deadlines.
• Excellent administrative and organisational skills
• Customer focused, to identify & problem solve for clients.
• Strong knowledge of Microsoft office including Excel & Word
• Previous experience in financial services will be highly beneficial.
• Relevant mortgage or financial services qualification also beneficial

Key Duties:

• Conducting call observations and carrying out quality assurance and compliance
• Supporting compliance manager with day-to-day compliance activities
• Supporting the compliance function in the management and handling of complaints, including complaints referred to Financial Ombudsman Service
• Monitoring compliance processes in the correct manner
• Keeping up to date with regulatory and industry developments
• Constantly helping to develop the compliance procedures.
• Other key duties to be discussed upon full role briefing.

 If you're highly interested in the role and have the relevant skills & experience required, please apply via the link Now!