Compliance OfficerJob not available
We are currently seeking a Compliance professional to join a thriving local Financial Services business. The role will be working closely with the wider team including Advisers and Directors and will be responsible for ensuring the client receives the highest level of service at all times.
You will be working with the firms CF10, file checking, training, T&C monitoring, working with 360 and regulator, generally making us safe, project work such as Miifid 2 and GDPR . The ideal candidate will have a background in IFA and have the relevant financial service / FAC knowledge.
If you have the right skills and experience and would like to be considered for the position, please send your updated CV to Andrea at Pure.
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